阿拉伯联合酋长国（UAE）

The UAE is rapidly becoming a significant player in the FX and CFDs brokerage industry, attracting companies with its growing economy and focus on innovation. The UAE’s strategic location at the crossroads of Europe, Asia, and Africa offers access to a diverse and expanding client base. Depending on your chosen Emirate, either the Dubai Financial Services Authority (DFSA) or the Abu Dhabi Global Market (ADGM) Financial Services Regulatory Authority (FSRA) oversees FX and CFDs activities. Both offer robust regulatory frameworks.

The UAE regulators are known for their focus on attracting foreign investment and fostering a business-friendly environment for the financial services sector.

Developing Reputation: The DFSA and ADGM FSRA are well-regarded regulators with a growing international reputation. Their commitment to transparency and compliance is attracting attention.
税收优惠： The UAE offers a competitive corporate tax rate of 0% (in certain Free Zones) and tax exemptions on certain financial transactions.
Advanced Infrastructure: The UAE boasts a well-developed infrastructure, including state-of-the-art technology and strong communication networks.
Multilingual Workforce: The UAE has a diverse and multilingual workforce, ideal for serving a global client base.

Get in touch with us to learn more about Heaving a FX CFD license in the United Arab Emirates

管辖权： 阿拉伯联合酋长国（UAE）
调节器 Dubai Financial Services Authority (DFSA) [Independent regulator of the DIFC free zone]; Abu Dhabi Financial Services Regulatory Authority (FSRA) [Independent regulator of the ADGM free zone]
许可证名称： Category 4; Category 3A
允许的产品（所有/某些资产的差价合约）： 外汇和差价合约
允许的活动（经纪人/MM）： Arranging Deals in Investments and Advising on Financial Products (with Retail Endorsement); Market Maker & Broker
办理护照： N/A
杠杆限制： Yes, similar to EU/ESMA's rules
结构要求（1TP5 股东/董事/高管、MLRO）： Senior Executive Officer (SEO); Finance Officer (FO); Compliance Officer (CO); Money Laundering Reporting Officer (MLRO); Internal Audit; Risk Officer; Data Protection Officer; External Audit
基本要求（业务计划、网站、巴西利亚办事处的要求、专业背景）： Detailed business plan incl. 3 years financial forecast; UBO must have solid financial soundess and source of funds (must be able to show he can sustain the business for its initial years of operation); All mandatory functions must demonstrate sufficeint experience and qualifications as all will be vetted and approved by the Regulator.
当地实体机构（当地办事处和当地工作人员）： Local Office; Senior Executive Officer (SEO) [Must be a resident in the UAE]; Finance Officer (FO) [Does not need to be resident of the UAE; Can be outsourced]; Compliance Officer (CO) & Money Laundering Reporting Officer (MLRO)[Must be a resident in the UAE] ; Internal Audit [Can be outsourced]; Risk Officer [Does not need to be resident of the UAE; Can be outsourced]; Data Protection Officer [Does not need to be resident of the UAE; Can be outsourced]; External Audit
保险职业责任保险是强制性的
客户资金隔离： N/A; Mandatory (must open 2 bank accounts - 1 Corporate and 1 for clients' funds)
公司所得税率： 0-9%
最低资本要求： $30,000; Broker – $500,000 USD; Market Maker – $2M USD
许可证发放时限（截至提交时）： 3-6 Months
监管宽松程度（基本、中级、复杂）： Intermediate; Complex
许可证有效期： 无有效期
报告频率（月度/季度/年度）： Periodic reports; AML and Compliance Reports; Annual Audited Financial Statements

管辖权比较

您可以在我们的比较表中查看和比较多个辖区。

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